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Brokerage Program Compliance Specialist

Vanguard

Role at a glance

Category: Compliance
Work arrangement: Hybrid
Location: Malvern, PA
Posted: Jul 20, 2026

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Vanguard is hiring a Brokerage Program Compliance Specialist in Malvern, PA. This is a Compliance role in the governance, risk, and compliance field. Review the full details below and apply directly with Vanguard.

Coordinates regulatory compliance reporting and procedure documentation for Vanguard's broker-dealer and investment advisory businesses. Responds to compliance inquiries, manages compliance system administration, and prepares board-level regulatory reporting. Collaborates with business leaders to update written supervisory procedures in alignment with FINRA and SEC

Full responsibilities and requirements are on Vanguard's application page.

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About Vanguard

Hiring for governance, risk, and compliance roles on GRC Careers.

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Location and market context

This role is based in Malvern, PA on a hybrid schedule. Local candidates benefit from being close to Vanguard's teams and regional hiring market, while the hybrid arrangement offers some flexibility. Confirm the exact in-office expectation and any relocation support with the employer.

About compliance roles

Compliance programs turn law, regulation, and policy into controls the business can actually run. Demand is strongest where regulatory change, enforcement risk, and new technology intersect. Roles like this one are typically evaluated against frameworks such as relevant regulatory frameworks, control libraries, and audit and monitoring practices.

How to position yourself for this compliance role

Strong candidates emphasize building and monitoring controls, regulatory mapping, policy and training, and partnering with the business to make compliance practical. In your resume and outreach, tie your experience to how Vanguard would apply relevant regulatory frameworks, control libraries, and audit and monitoring practices, and lead with concrete outcomes rather than duties.