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Investment Compliance Consultant

Northwestern Mutual

Role at a glance

Category: Compliance
Work arrangement: Hybrid
Location: Milwaukee, WI
Posted: Jul 20, 2026

Apply for this roleApplications go directly to Northwestern Mutual

Northwestern Mutual is hiring a Investment Compliance Consultant in Milwaukee, WI. This is a Compliance role in the governance, risk, and compliance field. Review the full details below and apply directly with Northwestern Mutual.

Supports regulatory compliance programs for Northwestern Mutual's registered investment adviser and private fund products. Reviews regulatory disclosures, marketing materials, and investment guidelines monitoring. Administers compliance testing schedules and oversees third-party sub-adviser due

Full responsibilities and requirements are on Northwestern Mutual's application page.

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About Northwestern Mutual

Hiring for governance, risk, and compliance roles on GRC Careers.

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Location and market context

This role is based in Milwaukee, WI on a hybrid schedule. Local candidates benefit from being close to Northwestern Mutual's teams and regional hiring market, while the hybrid arrangement offers some flexibility. Confirm the exact in-office expectation and any relocation support with the employer.

About compliance roles

Compliance programs turn law, regulation, and policy into controls the business can actually run. Demand is strongest where regulatory change, enforcement risk, and new technology intersect. Roles like this one are typically evaluated against frameworks such as relevant regulatory frameworks, control libraries, and audit and monitoring practices.

How to position yourself for this compliance role

Strong candidates emphasize building and monitoring controls, regulatory mapping, policy and training, and partnering with the business to make compliance practical. In your resume and outreach, tie your experience to how Northwestern Mutual would apply relevant regulatory frameworks, control libraries, and audit and monitoring practices, and lead with concrete outcomes rather than duties.