Senior Compliance Manager, Derivatives Trade Reporting

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ace-line old-record-id- ace-line old-record-id-ARMWdtKDIowwlyxaSOuuzEqssIf Who We Are

ace-line old-record-id- At OKX, we believe that the future will be reshaped by crypto, and ultimately contribute to every individual s freedom.

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ace-line old-record-id- OKX is a leading crypto exchange, and the developer of OKX Wallet, giving millions access to crypto trading and decentralized crypto applications (dApps). OKX is also a trusted brand by hundreds of large institutions seeking access to crypto markets. We are safe and reliable, backed by our Proof of Reserves.

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ace-line old-record-id- Across our multiple offices globally, we are united by our core principles: We Before Me, Do the Right Thing, and Get Things Done. These shared values drive our culture, shape our processes, and foster a friendly, rewarding, and diverse environment for every OK-er. OKX is part of OKG, a group that brings the value of Blockchain to users around the world, through our leading products OKX, OKX Wallet, OKLink and more.

ace-line old-record-id- ace-line old-record-id- About the Opportunity

ace-line old-record-id- ace-line old-record-id- OKX is hiring a Senior Compliance Officer to build and run our global derivatives trade and transaction reporting function. The function covers CFTC swap data reporting under Part 45, EU transaction reporting under MiFIR, EU derivatives reporting under EMIR, UK MiFIR and UK EMIR, and ASIC derivative transaction reporting across multiple OKX entities and a growing derivatives product set. These regimes have different scopes, reporting parties, data requirements and destinations. You will determine how they apply to OKX’s activities and help build a reliable process for meeting each obligation.

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ace-line old-record-id- Most of the work is data and judgment: deciding what is reportable, by which entity, and to whom, then making sure the right trade and lifecycle data reaches the right swap data repository, trade repository, or regulator on time and reconciles to our trading records. You will own reporting scoping/eligibility, submission monitoring, and the controls that show our reports are complete, accurate, and timely.

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ace-line old-record-id- This is a hands-on Compliance leadership role. You will work with Trading, Product, Engineering, Data, Legal, local Compliance teams and reporting providers, and you will lead regulatory change in this space. Responsibilities for source data, systems, submissions and remediation will be agreed across those teams; you will lead the compliance framework and stay close enough to the process to identify and proactively resolve problems. You will report to the Head of Markets and Product Compliance and support a central function that owns reporting interpretation, scoping, oversight, and remediation for every entity in scope.

ace-line old-record-id- What You’ll Be Doing strong

ace-line old-record-id- Interpret and apply derivatives and transaction reporting rules across global regimes, including CFTC Part 45, MiFIR Article 26, EMIR Article 9, UK MiFIR, UK EMIR, and the ASIC Derivative Transaction Rules (Reporting) 2024, exercising independent technical judgment, supported by Legal and outside counsel.

ace-line old-record-id- Own and maintain entity, product, and transaction-level reporting scoping and eligibility: which entity reports, which products and lifecycle events are in scope, which counterparty role triggers the obligation, and which repository or authority receives the report.

ace-line old-record-id- Oversee, support, and help maintain the daily reporting process. Monitor submissions against deadlines, including T+1 for MiFIR transaction reports, investigate rejections and breaks, and track each one to resolution.

ace-line old-record-id- Reconcile reported activity to trading records and repository data, and coordinate corrections and back-reporting with the teams that own the relevant systems and data.

ace-line old-record-id- Define and maintain the reporting data specification with Engineering and Data, including field-level mapping, reference data such as LEIs, UTIs, UPIs, and ISINs, and the validation rules applied before submission.

ace-line old-record-id- Build and run the control framework: completeness, accuracy, and timeliness checks, exception management, management information, and records that hold up to regulator and audit review.

ace-line old-record-id- Drive reporting readiness and remediation. Assess new derivatives products, new entities, and regulatory changes, identify control gaps, agree on owners and deadlines across Compliance, Operations, Product, and Engineering, and track delivery.

ace-line old-record-id- Escalate material issues. Assess the impact of reporting errors, escalate to senior management, and support notifications to regulators where required.

ace-line old-record-id-HkkZdRvWToLgkmxBwcjltbbpgUd Manage relationships with swap data repositories, trade repositories, approved reporting mechanisms, and reporting vendors, including onboarding, testing, and service issues.

ace-line old-record-id- Hands-on leader. Build a small team, and coordinate with and train local compliance leads.

ace-line old-record-id- Support independent testing by Compliance Monitoring, Risk, and Internal Audit, and support regulator inquiries with complete, reproducible records.

ace-line old-record-id- What We Look For In You

ace-line old-record-id- A degree in finance, economics, law, data science, or computer science, or an equivalent professional qualification

ace-line old-record-id- 7+ years in trade reporting, transaction reporting, or regulatory reporting at an exchange, broker, bank, trading firm, fintech, or digital asset platform

ace-line old-record-id- Deep working knowledge of at least two of the following regimes: CFTC swap data reporting, MiFIR transaction reporting, EMIR, UK MiFIR, UK EMIR, and ASIC derivative transaction reporting. Hands-on experience with both a US and a European regime is strongly preferred.

ace-line old-record-id- A sound understanding of derivatives trade lifecycles and the data needed to report executions, changes, terminations and, where applicable, valuations and collateral.

ace-line old-record-id- The ability to interrogate large datasets, investigate reporting breaks and explain clear requirements to engineers and other business partners. SQL or comparable data analysis skills are highly desirable.

ace-line old-record-id- Experience building or improving a reporting framework, including procedures, reconciliations, exception management and evidence that can withstand regulatory or audit scrutiny; this may include remediating historical reporting errors, including back-reporting.

ace-line old-record-id- The judgment to make proportionate risk decisions, escalate material issues and lead delivery across teams without relying on a single team to own every part of the reporting process.

ace-line old-record-id- Experience with digital asset derivatives, such as perpetual futures and options, and how they map to reporting product classifications

ace-line old-record-id- Nice to Haves

ace-line old-record-id- Experience leading a regulatory reporting change program, such as EMIR Refit, UK EMIR Refit, the CFTC reporting rewrite, or the ASIC 2024 rules.

ace-line old-record-id- Familiarity with ISO 20022 XML reporting formats.

ace-line old-record-id- Python or similar scripting for data validation, and experience with data warehouse tools such as Databricks.

ace-line old-record-id- Perks and span 18pt; Benefits

ace-line old-record-id- Competitive total compensation package

ace-line old-record-id- L and D programs and Education subsidy for employees growth and development

ace-line old-record-id- Various team building programs and company events

ace-line old-record-id- More that we love to tell you along the process!

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