Temporary Manager - Wealth Management Audit

We are the leading provider of professional services to the middle market globally, our purpose is to instill confidence in a world of change, empowering our clients and people to realize their full potential. Our exceptional people are the key to our unrivaled, culture and talent experience and our ability to be compelling to our clients. You’ll find an environment that inspires and empowers you to thrive both personally and professionally. There’s no one like you and that’s why there’s nowhere like RSM. Temporary Manager – Wealth Management Audit Location: Dallas, TX or New York, NY (Hybrid) Overview RSM is seeking an experienced Audit Manager to support Wealth Management audit activities within a large global banking environment. This role is responsible for leading risk-based audits from planning through reporting, and for evaluating governance, risk management practices, and internal controls across Wealth Management businesses. Key Responsibilities Lead and execute end-to-end internal audit engagements across Wealth Management functions. Develop audit scopes, perform walkthroughs, identify key risks and controls, and oversee audit testing activities. Assess the design and operating effectiveness of internal controls and risk management processes. Identify control deficiencies, develop audit findings, and deliver clear, actionable recommendations. Manage all phases of the audit lifecycle, including planning, fieldwork, issue development, and reporting. Partner with business stakeholders, risk functions, and control teams throughout audit engagements. Ensure audits are executed in accordance with internal audit standards, methodology, and regulatory expectations. Mentor junior team members and contribute to overall engagement quality and execution. Qualifications 7+ years of experience in Internal Audit, Risk Management, Compliance, Controls, or a related function within financial services. Proven experience leading and executing audits from planning through reporting. Deep understanding of audit methodology, risk assessments, control evaluation, testing, issue development, and reporting. Strong project management skills with the ability to manage multiple engagements and competing priorities. Exceptional analytical, written, and verbal communication skills. Ability to effectively engage stakeholders and present findings to leadership. Preferred Experience Wealth Management audit experience or strong knowledge of Wealth Management products, services,