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Regional Compliance Officer
KeyBank is hiring for the role of Regional Compliance Officer, Seattle, WA (Hybrid). This is a Compliance role in the governance, risk, and compliance field. Review the full details below and apply directly with KeyBank.
Ensures Key Investment Services meets SEC, FINRA, and internal compliance standards across western regional branches. Conducts branch compliance inspections, reviews advertising materials, and updates compliance policies. Investigates potential financial exploitation and elder fraud claims.
Location and market context
This role is based in Seattle on-site. Local candidates benefit from being close to KeyBank's teams and regional hiring market. Confirm the exact in-office expectation and any relocation support with the employer.
About compliance roles
Compliance programs turn law, regulation, and policy into controls the business can actually run. Demand is strongest where regulatory change, enforcement risk, and new technology intersect. Roles like this one are typically evaluated against frameworks such as relevant regulatory frameworks, control libraries, and audit and monitoring practices.
How to position yourself for this compliance role
Strong candidates emphasize building and monitoring controls, regulatory mapping, policy and training, and partnering with the business to make compliance practical. In your resume and outreach, tie your experience to how KeyBank would apply relevant regulatory frameworks, control libraries, and audit and monitoring practices, and lead with concrete outcomes rather than duties.
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