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Regulatory Exam Manager
Jane Street is hiring for the job of Regulatory Exam Manager, New York, NY (On-site). This is a Compliance job in the governance, risk, and compliance field. Review the full details below and apply directly with Jane Street.
About the position
We’re looking for a Regulatory Exam Manager to join our Legal and Compliance team in New York. In this role, you’ll oversee our response to regulatory examinations from start to finish.
You’ll serve as a primary point of contact for regulators and coordinate colleagues across the firm to ensure our responses are clear, accurate, timely, and support constructive regulatory relationships. Additional responsibilities of this role will include:
Interpreting requests and establishing the scope, responsibilities, and timeline for each examination
Drafting written submissions and preparing colleagues for meetings with examiners
Reviewing relevant materials to identify areas for improvement or escalation
Maintaining examination records and improving the processes we use to manage examinations and related inquiries
About you
Have 8+ years of relevant legal, compliance, or regulatory experience in financial services, with deep substantive involvement in regulatory examinations
Have worked directly with the SEC, FINRA, and other regulators at a bank, broker-dealer, trading firm, or similarly regulated financial institution, or advised broker-dealer clients through regulatory examinations as outside counsel
An excellent writer who can turn complex information into precise, accessible responses
A polished communicator who can build productive relationships with regulators and handle challenging conversations
Knowledgeable about the US financial regulatory framework, with the good judgment to recognize when to seek guidance from a subject matter expert
Highly organized and able to manage deadline-driven work involving contributors from across the firm
Have a bachelor's degree (having a JD is a plus, though you will not be acting as a lawyer in this role)
If you're a recruiting agency and want to partner with us, please reach out to agency-partnerships@janestreet.com
Location and market context
This job is based in New York on-site. Local candidates benefit from being close to Jane Street's teams and regional hiring market. Confirm the exact in-office expectation and any relocation support with the employer.
About compliance jobs
Compliance programs turn law, regulation, and policy into controls the business can actually run. Demand is strongest where regulatory change, enforcement risk, and new technology intersect. Jobs like this one are typically evaluated against frameworks such as relevant regulatory frameworks, control libraries, and audit and monitoring practices.
How to position yourself for this compliance job
Strong candidates emphasize building and monitoring controls, regulatory mapping, policy and training, and partnering with the business to make compliance practical. In your resume and outreach, tie your experience to how Jane Street would apply relevant regulatory frameworks, control libraries, and audit and monitoring practices, and lead with concrete outcomes rather than duties.
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